Market regulation · 07/08/1995

Exemptions From Rules 10b-6 and 10b-13 for New York Stock Exchange Specialists

The Securities and Exchange Commission (SEC) has granted exemptions to New York Stock Exchange (NYSE) specialists from certain trading rules, allowing them to trade ahead of public announcements and maintain confidentiality around upcoming mergers and acquisitions.

Source: Federal Register — SECOpen original release →

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