Market regulation · 07/12/1995

PaineWebber Life Insurance Company and Other Firms to Settle Securities Class Action Lawsuit

PaineWebber Life Insurance Company, along with other firms, has agreed to settle a securities class action lawsuit, resolving allegations of improper sales practices and misrepresentations to investors.

Source: Federal Register — SECOpen original release →

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Market regulation · 9/8/2026

CFTC Amends Interest Rate Swap Clearing Requirement Regulations for CAD and MXN Benchmark Transitions

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Market regulation · 9/3/2026

CFTC and SEC Extend Compliance Date for Form PF Reporting Requirements

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Market regulation · 9/1/2026

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Market regulation · 8/26/2026

CFTC Proposes to Amend Regulations for Swap Execution Facilities

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Market regulation · 8/21/2026

CFTC Proposes Amendments to Reduce Duplicative Regulation for Commodity Pool Operators and Trading Advisors

The Commodity Futures Trading Commission is proposing changes to its registration requirements for commodity pool operators and trading advisors to reduce overlapping regulation and account for inflation, including an exemption for certain investment advisers and small commodity pools.

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Market regulation · 8/21/2026

CFTC Seeks Public Comments on Listing of Compute Derivatives Contracts

The Commodity Futures Trading Commission is requesting public input to improve its understanding and oversight of derivatives markets involving compute, a key component of modern finance.

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