Market regulation · 17/08/2001Updated: 10/17/2026 · 1 min read

CFTC Adopts New Rule for Exemptions of Brokers or Dealers

The Commodity Futures Trading Commission has adopted a new rule allowing certain brokers or dealers to be exempt from provisions of the Commodity Exchange Act and CFTC regulations, with the ability for securities industry self-regulatory organizations to submit requests on behalf of their members.