Market regulation · 23/08/2001

CFTC and SEC Jointly Adopt Rules for Market Capitalization and Narrow-Based Security Index

The Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) have jointly finalized rules to implement the Commodity Futures Modernization Act of 2000, which requires the agencies to specify a method for determining market capitalization and dollar value of average daily trading volume for narrow-based security indexes.

Source: Federal Register — CFTCOpen original release →

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Market regulation · 9/8/2026

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Market regulation · 8/21/2026

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Market regulation · 8/21/2026

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