Market regulation · 22/04/2002

NFA Requests CFTC Approval for Interpretive Notice on Best Execution Obligation

The National Futures Association (NFA) has submitted a proposed Interpretive Notice to the Commodity Futures Trading Commission (CFTC) regarding the best execution obligation of NFA members who are registered as broker-dealers with the Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934. The CFTC will accept public comments before considering the notice.