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Market regulation · 31/03/2004

CFTC and SEC Exclude Certain Security Indexes from Narrow-Based Security Index Definition

The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) have jointly excluded certain security indexes from the definition of a narrow-based security index. These indexes are comprised of options on broad-based security indexes.

Source: Federal Register — CFTCOpen original release →