Market regulation · 20/01/1994Updated: 10/15/2026 · 1 min read
Summary
Cowen Funds, Inc. has filed a notice of application with the relevant regulatory body.
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6Market regulation · 9/3/2026
The Commodity Futures Trading Commission and the Securities and Exchange Commission have extended the compliance date for the amended Form PF reporting requirements from October 1, 2026, to July 1, 2027, affecting certain investment advisers to private funds and commodity pool operators/trading advisers.
Read summary →Market regulation · 8/12/2026
The Commodity Futures Trading Commission is publishing a notice to announce the renewal of the Innovation Advisory Committee, citing its necessity in the public interest.
Read summary →Market regulation · 7/20/2026
The Commodity Futures Trading Commission is publishing a notice to announce the renewal of the Agricultural Advisory Committee, citing its necessity in the public interest.
Read summary →Market regulation · 7/17/2026
The Commodity Futures Trading Commission (CFTC) has amended its regulations to exempt certain investment funds from margin requirements for uncleared swaps, providing relief to swap dealers and major swap participants for up to three years.
Read summary →Market regulation · 6/25/2026
The Office of the Comptroller of the Currency (OCC), the Federal Reserve Board, the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), the Consumer Financial Protection Bureau (CFPB), the Federal Housing Finance Agency (FHFA), the Commodity Futures Trading Commission (CFTC), the Securities and Exchange Commission (SEC), and the U.S. Department of the Treasury are publishing a final joint rule to establish data standards to promote interoperability of financial regulatory data across these agencies. This joint rule will be considered for potential incorporation into data standards for certain collections of information in separate rulemakings by the agencies or through other actions taken by the agencies.
Read summary →Market regulation · 6/24/2026
The Commodity Futures Trading Commission and the Securities and Exchange Commission jointly request public input on clarifying regulatory boundaries for innovative products and exploring alternative compliance methods.
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