Market regulation · 08/02/1994Updated: 10/15/2026 · 1 min read
Self-Regulatory Organizations; Filing of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to the Addition of Rules 72(b) and 410A to the ``List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A'' and Amending Minor Rule Violation Enforcement and Reporting Plan
Summary
The New York Stock Exchange, Inc. has filed a proposed rule change to add Rules 72(b) and 410A to the list of exchange rule violations and fines, and to amend the minor rule violation enforcement and reporting plan.
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