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Market regulation · 08/02/1994

Self-Regulatory Organizations; Filing of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to the Addition of Rules 72(b) and 410A to the ``List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A'' and Amending Minor Rule Violation Enforcement and Reporting Plan

The New York Stock Exchange, Inc. has filed a proposed rule change to add Rules 72(b) and 410A to the list of exchange rule violations and fines, and to amend the minor rule violation enforcement and reporting plan.

Source: Federal Register — SECOpen original release →