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Market regulation · 15/02/1994

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Filing Requirements for Use of Mutual Fund Rankings and Elimination of Sunset Provisions in Pre-Filing Requirements of Advertising and Government Securities Rules

The National Association of Securities Dealers, Inc. has filed a proposed rule change relating to mutual fund rankings and pre-filing requirements for advertising and government securities rules.

Source: Federal Register — SECOpen original release →