Finanse publiczne · 26.10.1994

Implementing Regulations for the Government Securities Act of 1986

The Department of the Treasury (``Department'') is issuing in final form amendments to the regulations issued under the Government Securities Act of 1986 (the ``Government Securities Act'' or ``GSA'').\1\ Section 405.3 of the GSA regulations requires registered government securities brokers and dealers to comply with the requirements of Securities and Exchange Commission (the ``Commission'' or ``SEC'') Rule 17a-11 under the Securities Exchange Act of 1934 (the ``Exchange Act''), with certain modifications. The SEC has amended Rule 17a-11 and the Department's amendments parallel the SEC's changes. ---------------------------------------------------------------------------