Market regulation · 25/11/2005

SEC Requests Public Comment on Self-Regulation and Self-Regulatory Organizations in the Futures Industry

The U.S. Securities and Exchange Commission (SEC) is seeking public comment on self-regulation and self-regulatory organizations in the futures industry, including governance, conflicts of interest, and the impact of competition and business models. The request is part of the SEC's ongoing review of self-regulation, which will also inform an upcoming roundtable discussion.