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Market regulation · 14/07/1994

Order Granting Approval of Proposed Rule Change Relating to Additions of Certain Exchange Rules to the ``List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A'' and Amendment Minor Rule Violation Enforcement and Reporting Plan

The New York Stock Exchange, Inc. has received approval for a proposed rule change that adds certain exchange rules to the list of exchange rule violations and fines, as well as amends the minor rule violation enforcement and reporting plan.

Original source language: Federal Register — SECOpen original release →

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