Market regulation · 14/07/1994

Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to Interpretation to Rule 345 Establishing a New Category of Limited Registration for Floor Clerks, and the Content Outline for the Examination Module for Floor Clerks of Members Engaged in Public Business With Professional Customers (Series 7B)

The New York Stock Exchange, Inc. has approved a proposed rule change related to the registration and examination of floor clerks who work with professional customers.