Market regulation · 29/12/1994

SEC Exempts Certain Brokers and Dealers from Broker-Dealer Registration

The Securities and Exchange Commission is issuing an order exempting persons acting as brokers or dealers from registering under the Securities Exchange Act of 1934 for certain over-the-counter derivative instruments that are securities, effective retroactively from June 6, 1934, and set to expire on September 30, 1995.