Business · 07/10/2026

FINRA Approves Rule Change Exempting Certain Collective Trust Funds from Initial Public Offering Restrictions

The Financial Industry Regulatory Authority (FINRA) has approved a proposed rule change exempting specified collective trust funds from restrictions on the purchase and sale of initial public offerings and new issue allocations and distributions, as modified by a partial amendment.

Source: Federal Register — SECOpen original release →

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