Market regulation · 07/03/2012
American Capital, Ltd., et al. Seek Exemption from Investment Advisers Act Regulations
American Capital, Ltd., et al. have submitted a request to the Commission for an exemption from the Investment Advisers Act of 1940 regulations, allowing them to maintain control over various subsidiaries and companies, including AC LLC, AC Subs, ACMM, American Capital AGNC Management, LLC, American Capital MTGE Management, LLC, and European Capital Financial Services Limited, without becoming registered investment advisers.