Market regulation · 18/05/2012

Allocation of Regulatory Responsibilities Plan Amendment Approved by Regulatory Bodies

The Financial Industry Regulatory Authority (FINRA) has approved an amendment to the plan for allocating regulatory responsibilities among major US stock exchanges, including BATS, BOX, CBOE, C2, ISE, NYSE, NYSE Amex, NYSE Arca, NASDAQ, and NASDAQ OMX exchanges, to address options-related sales practice matters.