Market regulation · 18/05/2012

FINRA Approves Amendment to Plan for Allocating Regulatory Responsibilities Among Stock Exchanges

The Financial Industry Regulatory Authority (FINRA) has approved an amendment to the plan for allocating regulatory responsibilities among various stock exchanges, including NYSE Amex, BATS, BOX Options, and NASDAQ OMX exchanges, to enhance options-related market surveillance. The plan aims to improve the efficiency and effectiveness of regulatory oversight in the options market.