Market regulation · 25/06/2012

NYSE Arca, Inc. Seeks Approval for Rule Change to Mandate Series 56 Exam for Market Makers and Brokers

NYSE Arca, Inc. has filed a proposed rule change with the self-regulatory organization to make the Registered Proprietary Traders Examination (Series 56) the qualifying exam for registered market makers, market maker authorized traders, and floor brokers, effective immediately.