Market regulation · 25/07/2012

SEC Publishes Corrections to Rule 19b-4 and Form 19b-4 for Clearing Agencies

The Securities and Exchange Commission (SEC) has published corrections to Rule 19b-4 and Form 19b-4 for clearing agencies, addressing typographical errors and clarifying the Office of Management and Budget (OMB) control number for Rule 3Ca-1 under the Securities Exchange Act of 1934.