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Market regulation · 09/10/2012

NASDAQ OMX PHLX LLC Proposes Rule Change to Allow Installment Payments for Regulatory Fines

NASDAQ OMX PHLX LLC has filed a proposed rule change allowing members and member organizations to pay regulatory fines in installments, effective immediately. The self-regulatory organization is seeking to provide more flexibility to its members in addressing regulatory issues.

Source: Federal Register — SECOpen original release →