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Market regulation · 19/11/2012

SEC Grants Exemptions to Certain Investment Funds and Companies Under the Securities Exchange Act and the Investment Company Act

The Securities and Exchange Commission (SEC) has issued orders granting exemptions to specific investment funds and companies from certain provisions of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, allowing them to operate under specific rules and regulations

Source: Federal Register — SECOpen original release →